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(Web page version of Emerging Themes paper)

Aiming Advocacy

by Steve Dowson, with contributions from other Team members

 
Summary

Advocacy has become a very broad and vague term, and here we look at the problems that can result, especially in the context of commissioning. We suggest that -

• it’s important to ‘translate’ what’s required or offered into more specific language;

• commissioners must recognise that there are limits to the extent to which ‘the system’ can dictate the form and focus of advocacy - and that this limit varies according to the type of advocacy required;

• clarity about the purpose of the ‘advocacy’ may reveal that, in reality, a different kind of resource is required.


 

 
Is everybody talking about the same thing?
These days, it seems, the word ‘advocacy’ is mentioned as part of the role of everyone who has a concern for people with learning disabilities. In some ways that’s a good thing. It underlines the important point that we should all be concerned to help people with learning express their views and defend their rights – whether we are support workers, care managers, parents, nurses, teachers, friends, or have some other involvement.

Less helpfully, however, ‘advocacy’ has become a very broad term, and one that is often used in a very vague way. To add to the confusion, there are different kinds of advocacy – for example professional advocacy, citizen advocacy, and of course self-advocacy. So even when someone is called an ‘advocate’ it may not be clear what their role is.

We believe that this kind of confusion is at the root of many of the problems that we see emerging around advocacy. People may discuss the provision of advocacy and think they have reached an agreement, without realising that they have very different expectations. This could be a problem when advocacy – or some other service that looks like advocacy – is offered to a person with a learning disability or family members, or when service provider staff are ‘on the receiving end’ of advocacy. But the most obvious difficulties occur when an advocacy service is being commissioned. If there is a lack of clarity about what will be delivered in return for funding, and how the contract or grant will be monitored and supported, there is a very high risk that the arrangement will fail all the stakeholders.
 


Clarity in commissioning

So the first step for each side in the commissioning process must be to unpack the word ‘advocacy’, identifying clearly what the expectations are. From there, discussions need to take place between the two sides to establish –
• who the advocacy service is for;

• what the advocacy is intended to provide to the people who receive it, and how that will be measured;

•how the advocacy will benefit the commissioning agency, and how these benefits will be measured;

•a shared vision of what advocates will be doing, and whether there are any limits to the kinds of issues they should take up, or to the kinds of action that would be acceptable;

• arrangements to support the advocacy, including a protocol for dealing with conflicts (for example between the advocacy scheme and a service provider).

As this list suggests, commissioners are almost certain to want to gain something for themselves from the advocacy. (If there were no benefit to them whatsoever, why would they be funding it?) Moreover, if they are spending public money, they will want to ensure that the funding for advocacy fits with overall spending priorities. As a consequence, they may wish to target the advocacy at certain groups (users of one kind of service, for example) or to particular areas (complaints procedures, perhaps, or relocation of services). Here lies another cause of difficulties.

 


System priorities or advocacy principles?

Advocacy, in its ‘pure’ form, is accountable to the person who is receiving it. Yet commissioners, for the understandable reasons outlined above, may want to target or limit it. It may be acceptable to limit the advocacy to people in certain groups. But to dictate the scope of the advocacy provided to people in that group would be to compromise a fundamental principle of advocacy: to insist, for example, that advocacy must only focus on day services and ignore problems a person is having at home. Similarly, self-advocacy groups are the obvious source for people to be involved in Partnership Boards and other consultation initiatives. On the other hand, self-advocacy groups need to be allowed to set their own agenda and priorities, and not be drawn by councils or service providers into serving as tame ‘user representatives’, at the beck and call of the professionals.

The tension that results from these differing expectations can, if unchecked, lead to –

• commissioners feeling impatient and angry because the advocacy project is not delivering what they expected;

• advocacy organisations feeling under-valued and undermined;

• advocacy projects that have been diverted or suppressed, and are delivering little that has value for anybody.

If this tension is to be eased and accommodated, it’s important to recognise that some activities within the broad umbrella of ‘advocacy’ lie closer to the sphere of services than others.

At one extreme, there are roles such as care manager and support worker. People in these roles have a professional duty to act as advocates within their role, and to maintain some ‘psychological distance’ from their employing agency in order to make this possible. But the fact remains that such people are accountable to their employers, and these employers are entitled to specify the work that they do.

At the other extreme is advocacy that arises naturally through the connections that a person with ordinary people in the community. Plainly, it would not be appropriate (except in rare situations where there was a question of abuse) for a service organisation to try to control advocacy in that context. This kind of advocacy is extremely precious, because it is based on personal commitment, truly independent of services, and can help to promote inclusion. The disadvantage, from the point of view of services, is that it is very difficult to measure, organise, or influence.

So we can think of different kinds of advocacy activity falling at different points on a spectrum. The further it falls from the ‘service’ end of the spectrum, the less it is appropriate for social services agencies to try to influence it. These include an increasing number of roles that are intended to help people make and implement person-centred plans. They are often taken to be forms of advocacy because they are focused on the needs and wishes of the individual, and are positioned organisationally at some distance from the main sphere of services. However, they are more accurately regarded as services to the individual. These roles include –


Person-centred planning facilitation.

If someone has responsibility to support the development of person-centred plans, then they have a duty to ensure that the process and the outcome reflect the person’s wishes. In that sense they are involved in advocacy, but they are not in the role of advocate. There should be other people involved in the process who will be much better placed to act as advocate. The facilitator is providing a service, partly to the individual. Since they are probably being paid, one way or another, by services, to deliver a set of outcomes, they are also in a position of accountability to the council or a service provider.

Service broker
This term is used in various ways, sometimes just borrowing from the mainstream equivalents such as financial brokers. However, it has a specific meaning which is linked to the individualised funding model developed in North America. In this model, the broker is a person independent of service providers and of the agencies which allocate funds (i.e. the local council, in the UK). The broker answers to the individual (possibly supported by family and friends) and can help as required with tasks from planning through to implementation. The costs are ultimately met from public funds, but should be routed in a way that does not compromise independence. The broker is providing a technical support service. Though accountable to the individual, the role of broker is integral to the individualised funding system.

Direct Payments adviser
Here again, the adviser is providing a service to the individual, but the efficient delivery of that service (as required by individuals) is necessary for the operation of the wider system – in this instance, the Direct Payments system. The exact balance of those two lines of accountability will depend on the way the support scheme is set up.

If we map out these roles on the spectrum, it looks something like this:


 
 
In the realm of services
   
Care manager

Support worker

 

Open to control by services, subject to professional ethics.
Person-centred planning facilitator

Services may dictate people to be assisted, with performance measured on numbers assisted and quality of plans, but need to respect the orientation of the role to individuals, families, and community.

 

Crisis advocate (may be called in by services on specific issue)

Compromised form of advocacy, delivering a service to meet the requirements of services, at the expense of true independence. Further undermined if over-constrained by commissioners.

 

Direct Payments adviser

Service broker (North American model)

Services may dictate cost of assistance to be given, and minimum standards, but form of assistance (within agreed range) set by recipient.

 

Professional advocate (problem-solving on issues identified by the person)

Services may dictate overall level of resources, and categories of people served, but issues and type of action should not be constrained (except on basic ethical legal standards).

 

Self-advocacy group

May choose to provide a ‘service’ (e.g. user representation) but should not be required (or pressured) to do so by services.

 

Citizen advocate

Benefits difficult to quantify, and relationships between advocacy partners are essentially private. Hence monitoring and performance measures limited to basic numbers.

 

Identified circle of support

Family and friends
May make specific commitments (e.g. for person-centred planning). Otherwise rightly beyond control of services.
 
In the realm of private and community life
 

 

If you work within services, and are at the point of thinking that there is a need to increase the availability of services/opportunities under the broad heading of ‘advocacy’, you might ask yourself this question:


What exactly do we – the service system – expect to be delivered to us by this resource, beyond the simple reassurance that something new has been made available for people who rely on services?


If your answer includes specific requirements, and/or a list of detailed measures that you would want to use to evaluate the service, then you need to consider carefully whether they are compatible with the form of advocacy you are considering – and indeed with any form of advocacy.

More positively, however, your answers may also reveal that the real requirement is not for advocacy, but for a task with a more specific focus. There may still be a need to ensure that the role required for this task is kept distinct from the service system as a whole (perhaps to uphold its independence, or its orientation to the community). But a tighter focus may suggest a way to provide the help that people need, and on terms that can properly be set and measured by the service system.


Selected resources

On advocacy commissioning: Independent Advocacy: A guide for Commissioners, Scottish Executive (2001) - http://www.scotland.gov.uk/library3/health/iagc-01.asp
On the North American Individualised funding model: Individualised funding information resources http://members.shaw.ca/bsalisbury/
On the relationship between services and community: Many of the papers by John O’Brien, listed at http://soeweb.syr.edu/thechp/rsapub.htm, not least The Politics of Person-Centered Planning.


 

 
   
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Last updated 14th May 2005
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